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Creating a Government
While the form of government adopted by the United States drew heavily
on European sources, it was nonetheless distinctly American. The colonists,
of course, brought English ideas with them when they crossed the Atlantic,
but once here these ideas were slowly but definitely modified to reflect
conditions in the New World. The settlers, like their kin who stayed in England, believed that British
government and the common law constituted the greatest protections of individual
liberties that had ever existed. Magna Carta (1215) had laid down the great
root principle of constitutional democracy, that a fundamental law exists
beyond which no one, not even the king, may trespass. The rule of law,
as it had developed in the centuries between Magna Carta and the first
English settlement at Jamestown, came to encompass a parliament and a court
system -- the first to represent the interests of the people to their rulers,
and the second to provide impartial administration of justice. Although
the executive power and the symbols of majesty remained with the monarch,
the parliament gradually won an important share of power through its control
of taxes and the purse. The judicial system achieved its authority by mastery
of the intricacies of the law. The British system, both in theory and in practice, relied on the existence
of an upper class, an aristocracy which had the wealth, leisure and education
to devote to the problems of governing. In their studies of government,
English writers posited a society of distinct classes and interests, all
of which would be balanced so that no one part could dominate the others.
It was in parliament that the various groups in society would be represented,
look after their own interests, advance the greater interest of the realm
and, above all, jealously guard the rights and properties of the people. It is not surprising that the colonists tried to emulate these institutions
when they created their own governments. Moreover, they took with them
some powerful ideas then beginning to circulate in the Mother Country,
such as the notion that the Puritans had developed of a compact or covenant.
In the New England colonies especially, the covenant theory became an essential
part of political as well as religious thought, expressing the idea that
people covenanted with one another to form a government that they were
bound to obey, provided it did not exceed the authority granted to it. In the 169 years between the landing at Jamestown and the signing of
the Declaration of Independence, the colonial experience diverged significantly
from its English roots. Here there was no established aristocracy; no leisure
class could devote itself to government. The settlers looked to those of
their neighbors who had talents and abilities for leadership, with the
result that the Americans came to see government less as the preserve of
the upper classes than as an instrument for all the people.1 Because colonial
society was so fluid, the notion of a parliament representing fixed interests
made little sense; moreover, the towns and rural areas that sent representatives
to their colonial legislatures gave them directions, often instructing
them on how to vote on particular issues. While it is true that a majority
of the settlers were disenfranchised because of gender, race or lack of
property, the fact remains that popular participation in the political
process was far greater in the colonies in the eighteenth century than
in the Mother Country. The Americans, even as they separated from the Crown, nonetheless claimed
that all they wanted was their rights as Englishmen. After independence,
as they set about creating union and government, they relied on two sources
of thought -- classic English political theory, and their own experiences.
In the Articles of Confederation, the United States' first constitution,
the framers relied more on theory, and aimed at creating a federal government
that would avoid the problems associated with a strong central government,
the very problem that had led to their revolt from Great Britain. But that
system proved too weak for the task of governing the new nation, since
it lacked sufficient powers. At the Philadelphia convention of 1787, John
Dickinson, the chief author of the Articles, urged his fellow delegates:
"Experience must be our only guide; reason may mislead us." The
Constitution they drafted drew from both reason and experience, and as
a result has proven a remarkably durable document. But the Constitution, even after its adoption in 1788 and the addition
of the first ten amendments, the Bill of Rights, in 1791, was little more
than an outline of government. The Philadelphia convention had spelled
out certain powers and limitations that it had considered important to
have clearly articulated, but it left much of the actual operating structure
to be worked out on the basis of experience. For example, there is no mention
of a "cabinet" in the Constitution, yet George Washington, the
first president, convened the heads of the executive departments on a regular
basis to advise him, and the Cabinet has become part of the American government. One unique aspect of the American system has been the role played by
the courts. Although the Constitution set up three branches of government
-- the legislative, executive and judicial -- it devoted relatively little
space to the role of the courts, assuming that judges would know what to
do. But unlike Great Britain, where there was little interplay between
the courts and the other branches of government, in the United States the
Supreme Court has become a balance wheel of constitutional government.
The Supreme Court is the final arbiter of what the Constitution means.
In many of its decisions in the last two centuries the Court has arbitrated
between the executive and legislative branches, and has also spelled out
both the powers and the limits of the federal government. In the documents in this section, we see the beginnings of the American
governmental system, and how it evolved into the basic constitutional scheme
under which Americans still live. Footnote 1: Granted, the Americans of the eighteenth century did not
believe that everyone shared equally in this covenant, and over the next
two hundred years the growth of democracy in America often focused on bringing
these other groups, such as African Americans and women, into the social
contract. |
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